Capital Markets

We advise on equity capital (ECM) and debt capital (DCM) transactions.

Our law firm advises on prospectus obligations and assists issuers in the preparation of capital market prospectuses in accordance with the provisions of the Prospectus Regulation and the Capital Markets Act (KMG) as well as with the implementation of the prospectus approval procedure for IPOs, SPOs and corporate bonds. The preparation of information sheets in accordance with the Alternative Financing Act and the support in the procedure up to the coordination with the validator and the execution of the public offering are also part of our range of services, as well as crowdfunding campaigns.

In takeover law matters, our services include the structuring of takeover procedures, the preparation of the offer document as well as advice on issues arising from the scope of application of the Takeover Act (ÜbG).

Our clients particularly appreciate our ongoing and readily available support in all capital market compliance matters. This includes in particular questions regarding disclosure requirements (ad-hoc notification requirements, director's dealings notifications), shareholding disclosures as well as compliance with the provisions of the Market Abuse Regulation. We also represent our clients in proceedings before the Financial Market Authority.

As Listing Partner of the Vienna Stock Exchange we assist issuers in the IPO process. In addition, we support companies as Capital Market Coach in their listing on the "direct market plus" of the Vienna Stock Exchange and advise on ongoing obligations in connection with the inclusion of shares in this segment.